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Topics:
Families and Gender
Maximum
Feasible Parent Participation
This
chapter from Head Start: The Inside Story of America's Most
Successful Education Experiment by Edward Zigler and Susan
Muenchow chronicles the history of the Head Start program's parent
involvement policy. "Maximum feasible parent participation" suggests
the role of the parent as a full partner with the paid professionals
in the program, but is a role that stops short of exclusive control
by the parents. Case study plus.
Case
Study Plus: Maximum Feasible Parent Participation
Chapter
5 of
Head Start: The Inside Story of America's Most Successful Education
Experiment
By Edward Zigler and Susan Muenchow
Once the
issue of Head Starts's immediate survival had been resolved, my
major challenge was to develop the program's parent involvement
policy. The Head Start Planning Committee and the program's early
administrators had launched the trend toward parent involvement
in education and social services, and Head Start parents had emerged
as the program's most effective defenders. Nevertheless, when
I became director of the Office of Child Development in 1970,
there was still considerable controversy concerning what form
parent involvement in Head Start should take: Were parents to
run the program or merely be participants in its parent education
services?
Origins of the Controversy
The
roots of the controversy concerning the role of parents in Head
Start really date back to the program's formation in 1966. The Planning
Committee's recommendation for parent involvement represented a
revolutionary step at the time. Previous architects of programs
for children tended either to place parents and children in separate
groups or to ignore the parents entirely. By contrast, the Planning
Committee took the stance that children would benefit from their
parents' direct involvement in the program, and that the best way
for parents to learn about child development was through actual
participation with their children in the daily activities
of the program. The planning document recommended that Head Start
offer parent education activities to "help parents deal with general
and specific problems of child-rearing and home-making." Parents
were also to "fill many of the non-professional, sub-professional,
and semi-professional roles" in the program as maintenance staff,
cooks, and teacher aides.
But the Planning
Committee stopped considerably short of recommending parent control
of Head Start. Rather than advocating a directive role for parents,
the committee recommended that parents only "assist in planning
the program of the center, its hours, location, program, etc."
[1]The majority of the Planning
Committee thus viewed parent involvement as a kind of "hands on"
approach to parent education.
Some members
of the Planning Committee were uneasy even with this limited conception
of parent involvement. [2] James
Hymes, Jr., a committee member who was then a professor of early
childhood education at the University of Maryland, wanted a much
more professional early childhood program, taught exclusively
by staff with degrees in early childhood education. At the other
extreme, Mamie Clark, one of the black scholars on the committee,
initially opposed the whole idea of parent education in Head Start
because she feared it might disparage black culture attenuate
its strength. Clark was reacting against the "deficit model,"
which was popular in the sixties and which equated poverty with
"cultural deprivation."
The tension
about the deficit approach added up to the following dilemma:
On one side, if Head Start parents, whether black or white, had
no educational or parenting skill deficits, and no problems but
lack of money, why were we doing the program? Why not just issue
each family a check? On the other, there would be no meaningful
parent participation in any program that did not demonstrate full
respect for parents.
It was Urie
Bronfenbrenner who offered an approach to parent involvement that
was not tied to overcoming some alleged cultural deficit. Bronfenbrenner
was already beginning to formulate his ecological approach to
child development-the idea that you can't help the child without
helping the family and building a social policy hospitable to
families. This ecological approach applied to all programs designed
to help young children, whether their families were rich or poor.
The basic insight was this: No one- or two-year program is likely
to make lasting improvements in any child's development unless
the program helps parents become the agents of change, reinforcing
positive changes in the child long after the formal program's
conclusion. Nevertheless, Bronfenbrenner's view of parent involvement
was focused primarily on improving the relationship between parents
and their children. His main goal was to empower parents to be
better parents, rather than to organize them for social action.
"My
original conception of parent involvement in Head Start was
quite different from what it turned out to be, " Brofenbrenner
recently explained. [3] To
him parent involvement did not necessarily mean participation
on committees or organizing for political action but rather
having parents become "captivated" by their own children, supportive
of their education, and irrationally committed to the idea that
their children mattered.
Bronfenbrenner
recalled paying a visit in 1965 to a Head Start center in western
Appalachia that came close to this ideal. There was no way to
reach the program by public transportation, and no street address.
When he finally found the program, he asked the director, a
minister in his late eighties, about the level of parent involvement
in the center. "See for yourself, " the director advised.
As he
entered the center, there were 200 children, sitting in straight
rows on old benches, drawing pictures with crayons. "Pacing
about the room, " according to Bronfenbrenner, "were three women
and a man, each armed with a flyswatter, and all actively involved
in swatting any flies that dared to alight on any strikeable
surface, including the more level facets of children's anatomy.
" [4] The parents were
determined that nothing should interfere with their children's
opportunity for education.
Leaders of
the Community Action Program (CAP) that served as the "host" agency
for Head Start placed a different emphasis on parent involvement.
The primary goal of CAP, of course, was to overcome poverty. The
CAP philosophy tended to see the root cause of poverty as disenfranchisement
from established social structures, and factors such as racism
and classism, not a deficit in education or parenting skills.
[5] Therefore, CAP leaders
viewed parent involvement primarily as a way for parents to develop
an alternative Dower structure to challenge the established institutions,
such as schools, that had so far excluded them from any position
of authority.
Polly Greenberg,
a former OEO staff person who helped introduce Head Start in seven
southeastern states, illustrates this view of parent involvement
eloquently in her history of the Head Start program run by the
Child Development Group of Mississippi: the CDGM goal for Head
Start, according to Greenberg, was to build the iron egos needed
by children growing up to be future leaders of social change in
a semifeudal state." [6] The
Head Start centers would serve as the nucleus of an "experimental"
private school system for black children that would be run by
their parents and volunteers. Only if the children saw their parents
in positions of authority in Head Start, as teachers rather than
teacher aides" who were little more than glorified maids, would
they respect their parents. In short, in Greenberg's view, the
only meaningful parent involvement in Head Start would be parent
control and ownership of the program. And she adds that the CAP
leaders were "nervous" about Head Start's service delivery" orientation,
which they feared might limit the power of poor parents to "plan,
decide, and advocate (agitate) for the children before the powers
that be-the mayors, et al.-[would] declare that Head Start people
were, quote, 'too political.'" [7]
The first
major clash, and in Greenberg's view the decisive conflict, on
the role of parents in Head Start erupted when OEO temporarily
cut off the funding for CDGM after its first year of operation
and gave the grant to another group that was perceived as less
threatening to whites in Mississippi. The superficial reason was
CDGM's bookkeeping; however, the real issue was that Mississippi
Senator John Stennis had the power to stop the whole War on Poverty
if he could prove that any local program had misused money. Sargent
Shriver was convinced that Stennis planned to use the CDGM case
to do exactly that.
The dispute
over CDGM is the subject of Greenberg's 825-page book, and it
is far too complicated to discuss in detail here. But given the
controversy concerning parent involvement during the early days
of Head Start it is little wonder that no clear policy on the
role of parents developed at the federal level during the first
year of the program's implementation.
Bessie Draper's Vision
Much of the
practical wisdom of the federal policy that eventually developed
on parent involvement in Head Start can be traced to Bessie Draper,
who joined the national Head Start staff in 1966 as its first
parent program specialist. Draper had what might be considered
an unorthodox background for developing parent involvement policy.
Her training was not in child and family development or social
work, but rather in labor and industrial relations. She had worked
for the Urban League and then became Equal Employment Opportunity
officer for the Missouri State Employment Service. It was precisely
Draper's training and experience in helping adults that allowed
her to come up with a workable approach to parent involvement,
a synthesis of the various strategies of educating parents, enfranchising
them, and helping them secure employment.
At the time
Draper joined the Head Start national staff, parent involvement
had not really been defined in federal rule or policy. She recalls
a conversation with Jule Sugarman shortly after she joined the
staff, when she asked him for direction:
"If we knew
what parent involvement should be," Sugarman told her, "we wouldn't
need you." [8]
Draper turned
for direction to the law that provided the auspices for Head Start.
"I looked back at the Economic Opportunity Act and found a phrase
to hang my hat on-'maximum feasible participation of the poor,'"
she said. Draper interpreted that phrase to mean that parents
should be full partners in the design and delivery of services.
Draper had
three children of her own, and in the 1950s and early 1960s, the
attitude of educators was "Bring us your children and you go away
while we educate them." Particularly as a black parent, Draper
had problems dealing with the educational establishment. With
two university degrees, she certainly considered herself better
equipped to deal with the schools than black parents who were
themselves undereducated. "Yet," she said, "I still found it a
challenge."
Draper decided
that she wanted parent involvement to mean that parents would
be "equal partners" with the professional staff. The biggest obstacle
to this vision was that parent participation and parent involvement
were not initially seen as a separate component of Head Start,
but rather as a division of social services. For example, Draper
said she was initially expected to work under the supervision
of the social services staff. Ironically, one of the problems
she had with social workers was that they did not stress involving
parents in the lives of their children. "The philosophy I found
in social workers working with a low-income population," she said,
"was almost patronizing, not one of encouraging self-determination."
Aware that
she was charting new territory, Draper hired a group of consultants
from a broad array of disciplines-sociologists, psychologists,
social workers, educators, and persons from all ethnic backgrounds,
including an Apache chief-to help give some shape to the parent
involvement component. These consultants had to agree to commit
two days a month of their time. Unlike many consultants, they
did not just "meet." Rather, they spent most of their time visiting
Head Start programs and evaluating the extent to which parents
were participating in the program, and determining what factors
seemed to promote or discourage that involvement.
When
Harold Hines's first child was enrolled in Head Start in Miami
in 1966, he never went to the center or even met his son's teacher.
Then
one day when his younger son was in Head Start, the boy came
home wearing different clothes than he had put on that morning.
"I asked him why, and he told me he'd messed his pants, and
that the teacher had bathed him and changed his clothes, " said
Hines. "At the time I knew that I would have beaten the hell
out of my son for such behavior. "
Hines
waited to hear what punishment the teacher had applied, but
the boy said that didn't happen. "I thought about somebody showing
that kind of love to my child, and the next morning I went to
the school to meet the teacher," said Hines. "She handed me
my son's clothes from the previous day, all washed and ready
to wear the next day. "
Moved
by the kindness, and frankly determined not to let the teacher's
love for his child outshine his own, Hines attended the Head
Start center meeting that evening. It was not only his first
Head Start meeting, but also his first meeting of any kind as
an adult. The center was having an election of officers. "They
thought a male image would be good for the program, " said Hines,
"and I happened to be the only father there, so I became president.
"
At the
time, there was no structure for parent involvement, no real
council. Hines started organizing parents and eventually began
attending regional meetings on Head Start. A short time later
he was offered the position of parent involvement coordinator
for the entire Head Start program serving Dade County.
Draper developed
a parent involvement section of the Head Start policy manual in
1967, which spelled out four basic functions for parents: (1)
participating in the decision-making process about the nature
and operation of the programs; (2) participating in the classroom
as paid employees, volunteers, and observers; (3) receiving home
visits from Head Start staff; and (4) participating in educational
activities. This policy manual gave parents on the Policy Advisory
Group the right to participate in the selection of the Head Start
program director and to help establish the criteria for the selection
of other staff. But it did not give them the power to approve
or disapprove those selections. The manual also mandated that
"parents are one of the categories of persons who must receive
preference for employment as non-professionals" in Head Start.
[9]
The next
important landmark in the development of parent involvement policy
in Head Start was the publication of a manual in early 1969 entitled
Parent Involvement lOA-A Workbook of Training Tips Head for
Head Start Staff. [10] This
was developed by Draper and the consultants with the help of Helen
Alexander, a volunteer in the national office who gave an entire
year of her time to the project.
As a series
of "training tips," the 10A workbook did not carry the force of
a policy mandate, but it did help explain the various structures
intended to facilitate parent involvement. These structures included
the Parent Advisory Committee at the center level, the Policy
Advisory Committee at the delegate agency level, and the Policy
Advisory Council at the grantee level. Fifty percent of the members
of each of these groups were to be parents of Head Start children,
with the other 60 percent being community representatives from
various public and private neighborhood, professional, civic,
and social organizations that had a concern for children. The
workbook also suggested duties for each of these advisory committees,
including participation in the development of procedures for recruiting,
screening, hiring, and terminating Head Start employees and approving
the appointment of the center director.
While the
10A workbook suggested structures for parent involvement, it placed
equal emphasis on giving practical suggestions for how parents
could be involved. One section suggested possible jobs for Head
Start parents in the program, such as teacher aides, shopping
aides, and group leaders in activities for Head Start parents.
Another section suggested topics for parent meetings-how to buy
a used car, dos and don'ts of buying on credit, workshops to make
inexpensive toys, and how to evaluate a prospective Head Start
employee.
"Most of
the parents had always been on the other side of the job interviewing
table," said Draper. [11]
When confronted with a job applicant, therefore, she thought their
tendency was to base the decision to hire simply on the fact that
the applicant needed a job. Thus, the 10A workbook was designed
to teach parents that they had the right to evaluate an applicant
based on one key question: "Will this be a good person to work
with my child?" While many Head Start parents tended to be too
accepting in hiring Head Start staff, according to Draper, other
parents got swept up in the power trip of hiring and firing. "They
would say 'hire and fire' as if it were all one word," she said.
"I would say, but wait a minute, there is something that goes
on in between."
Draper also
fought many bruising battles to persuade Head Start officials
to hire specific staff to facilitate parent involvement. Various
members of the national staff would decide that parent involvement
stretched through the whole Head Start program, and that, therefore,
no specific staff for parent involvement were necessary. But Draper
felt that if parent involvement were everybody's job, it would
be nobody's job. Thus, she considered it a great victory when
the 10A workbook spelled out the suggested staff positions for
parent involvement: one Parent Program Assistant for every 60
children to develop plans with parents and staff for parent activities;
one Parent Program Developer to supervise every 10 Parent Program
Assistants; and one Parent Program Coordinator per grantee. All
of these positions were independent of and equal to the social
service staff at their level. Finally, she won the battle to have
a parent involvement specialist in each regional office.
In addition
to defining parent involvement and giving it a structure in federal
policy, Draper, guided by the Parent Program Planning Consultants,
developed some insights that are central to Head Start. While
some people wanted to make it a requirement that parents participate
a certain number of hours in Head Start, Draper said, "You can't
require; you have to entice."
She also
fought hard for Head Start to set aside funds for recreational
or social activities for parents, and for parents to have the
power to decide how these funds would be spent. Fifty cents per
child of the program budget was set aside for parent activities.
However, when a group of Head Start parents in New York decided
they wanted to go to Patricia Murphy's Restaurant for a candlelight
dinner, a local staff member said, "They can't do that." But Draper
approved it. "I really thought I was going to lose my job over
that," she said, adding that the parents probably learned more
from raising part of the money for the dinner and arranging for
the bus to transport them there than they did from most of the
Head Start staff-initiated parent education activities.
Under Draper's
guidance, the policy of parent involvement in Head Start was evolving
toward a self-help approach. In part, the policy was designed
to assist parents in gaining the organizational skills necessary
to be full partners with professional staff in running the program.
The policy was also designed to allow parents to decide what kind
of parent education they did want. Many of the original Head Start
parent education activities consisted of lectures on child development.
Parents did want some information about children, but they redirected
educational efforts to matters of more immediate interest. Parents
began to share their own skills in everything from meal preparation
to hair cutting. In short, Bessie Draper helped put a practical
face on the concept of "maximum feasible parent participation."
"Maximum feasible" was defined as a full partnership role for
parents with paid professionals, but a role that stopped short
of exclusive control by parents.
New
Policy on Parent Participation
Despite the
progress in defining and building the parent involvement component
of Head Start, when I became director of the Office of Child Development
in 1970 there was still considerabale confusion about the role
of parents, particularly in the areas of program direction and
community activism. There were struggles for control among Head
Start parents, staff, and administrators, and, in turn, between
all segments of the Head Start program and the Community Action
Program.
In the area
of program direction, we received complaints from some Head Start
programs that CAP was forcing Head Start to hire unqualified staff.
In New Orleans, for example, Head Start complained that they were
having to turn away qualified applicants in order to hire the
people designated by the CAP agency.
There was
a lot of misunderstanding according to Bessie Draper. "Parents
were supposed to start out as aides in the Head Start program.
But in order to progress to higher positions, they were supposed
to go on to get a credential. I wouldn't want a Head Start parent
to be a Head Start director just because he or she was a Head
Start parent." [12]
Furthermore,
not all the Head Start "parents" on the various advisory committees
and boards really had children in the program. According to Draper,
some were activists just using the program as a platform. For
example, she recalled one man who presented himself as a poor
parent but was a college graduate. "He wasn't poor," she said.
"He was just broke." And Draper later found out that the child
he was supposed to be representing "wasn't his child at all."
Part of the
problem stemmed from the tendency of white people to think all
black people were poor. White Head Start staff used to ask Draper
if she had been a Head Start parent. At the time, her husband,
who had been a professor of law and later a judge, was deputy
director of the Equal Employment Opportunity Commission.
By the time
I arrived in Washington, D.C., social activism in Head Start was
becoming a two-edged sword: it was helping to keep the program
alive, but it was also alienating some key members of Congress.
Making courtesy calls to key senators shortly after my arrival
on the job, I learned that my scheduled appointment with Senator
Russell Long, chairman of the Senate Finance Committee, had been
shifted to the Senate Steam Room. While I stood dripping in a
suit, Senator Long, wrapped only in a towel, lectured me that
he didn't want any more Head Start funds going for Community Action
activities.
"Why should
I pay poor people to stir up trouble," Senator Long asked, "when
I can't find anyone to iron my shirts?"
Nor was the
congressional criticism of activism in Head Start confined to
white southerners. The late 1960s and early 1970s was a period
of politics by confrontation; marches and sit-ins were common
forms of persuasion in attempts to increase society's responsiveness
to the poor. It is hardly surprising that when the status quo
was attacked, established members of society retaliated. Mayors
and governors lost little time informing Congress that Community
Action funds, including Head Start's, were financing militants.
This reactionary wave reached its peak about the time I arrived
at OCD in 1970-the same year I learned of the three-year plan
to phase out Head Start.
Coming on
the heels of the recent release of the Westinghouse/ Ohio report
raising skepticism about Head Start's effectiveness, any notion
in Congress that Head Start money was being spent on inappropriate
forms of activism was simply a perception the program could not
afford. As OCD director, I felt I was having to defend Head Start
from all sides. I could have handled either the Westinghouse report
or the concerns about publicly financed activism, but it was difficult
to tackle both at once.
The whole
issue of parent as opposed to other forms of social activism
came to a head for me in a meeting in my office in 1970. A number
of local Community Action Program leaders had come to present
me with some "non-negotiable demands." "We're going to tape everything
you say," they said, a tactic not particularly conducive to an
open, honest discussion. We were sitting around the table in my
office. I had decided that Head Start was to have a single goal-improving
the social competence of children and their families. In short,
I wanted to concentrate on the development of high-quality programs.
I was aware that if you change society, you can also make life
better for children, but I didn't think we should attempt broad-scale
social change with Head Start's $400 million budget. These CAP
leaders didn't like the fact that I had decided to cut off use
of parent activity and training funds for some forms of activism,
such as protests and sit-ins.
Finally,
one man got frustrated. Standing up at one end of the table for
emphasis, he said, Dr. Zigler, you don't understand. We are interested
in systemic change. We are willing to give up a whole generation
of our children In order to get it." I stood up at the other end
of the table, and said that he might be willing to give up a generation
of children, but that I was not, and that was not my mission in
OCD. His children had a right to be all they could be, I said,
and that was what Head Start was about.
It was at
this point that I made a critical decision: while rejecting use
of Head Start funds for some forms of community activism I decided
that federal policy should give parents clear authority to determine
the nature of local programs. And I asked Bessie Draper to develop
a policy that would allow us to enforce the decision making role
of parents in Head Start. Up until this point, the guidelines
on the parents' right to participate in the hiring and firing
of Head Start employees had been just that-guidelines. But in
1970 we issued a new section on parents for the Head Start policy
manual. This policy, known as 70.2, for the first time spelled
out the specific responsibilities of the Head Start policy committees
at the center, delegate agency, and grantee agency level. To eliminate
any possible confusion about the division of responsibilities,
a chart in the new section outlined the respective roles of the
delegate and grantee agency boards, policy committees, and Head
Start directors. The chart indicated areas where parents had to
be consulted, where they had operating responsibility, and where
they had the power to approve or disapprove. At the same time,
the name of the policy-setting groups, half of whose members were
required to be parents of Head Start children, was officially
changed from Policy Advisory Council to Policy Council. The Policy
Council was specifically given the power to approve or disapprove
the hiring and/or firing of the Head Start director at the delegate
agency and the grantee agency level, and to approve or disapprove
the program budget.
Strengthening
the power of parents in Head Start decision making, particularly
in the area of personnel administration, was not universally welcomed.
No sooner had the policy been announced than I got a call from
some school superintendents representing grantee agencies who
complained that schools never share power with other groups on
the hiring and firing of school employees. We had to de-fund Head
Start programs in Kansas City and Omaha because they refused to
comply with the new policy on parent involvement, and we threatened
to de-fund several others. [13]
Even some
of my own OCD staff disapproved of the policy giving parents clear
decision-making power. I remember one meeting where a Head Start
parent literally came to blows with one of my OCD staff members.
"There was blood on the floor," Bessie Draper recalls. In retaliation,
my staff member wanted me to punish all Head Start parents by
removing their power to make decisions in the program.
Given the
political climate and the internal opposition, why did OCD stick
by the new parent participation policy? I expected parents to
make mistakes and learn from them, just as we at the national
office were doing. As a member of the original Head Start Planning
Committee, I also believed that parents are their children's best
advocates and that parental participation in decision making would
most effectively guarantee Head Start's quality.
Beyond these
basic principles, I was convinced by Bessie Draper. Her common-sense
approach to the policy impressed me. While committed to the goal
of making parents equal partners with Head Start staff, she did
not romanticize their poverty. "The law [the Economic Opportunity
Act] didn't say that poor people were supposed to run the program
by themselves," said Draper. "If they already had that kind of
skill, they probably wouldn't be poor. The word in the law is
participation, not control." [14]
Draper was not blaming the victim. Coming from a background
as an employment counselor, Draper's approach was to empower people
by encouraging them to develop necessary skills.
In addition
to the section on the parental role in decision making, the new
parent involvement policy also spelled out the Head Start policy
on home visits: Head Start staff were to visit parents of enrolled
children at least three times a year, if the parents consented.
This was the forerunner of all of the home-visitation projects
today, such as Parents as Teachers, and David Olds's home visitation
project in Elmira, New York. Finally, the new policy clarified
Head Start's stance on community activism. Parent activity funds
could be used to work on community problems and "common concerns,
such as health, education, welfare, and housing." However, in
order to prevent use of such funds for sit-ins and other clearly
disruptive tactics, Head Start program proposals henceforth had
to contain a specific request for parent activity funds, and a
general explanation of the types of activities for which the funds
would be used.
In summary,
the 70.2 policy for the first time spelled out the duties and
powers of parents in Head Start in such a fashion that the policy
could be enforced. The policy struck a balance between parent
involvement as a vehicle to empower parents as decision makers,
and as a tool to educate and counsel them. Perhaps the best tribute
to this policy is that, as of this writing, it remains unchanged
as part of the Head Start Performance Standards.
Effects
of Parent Involvement
Given the
central place of parent involvement in Head Start policy, there
has been surprisingly little research on its impact on children,
parents, or communities. There are strong suggestions, however,
that parent involvement-in a variety of forms-improves the long-term
outcome for the children. The MIDCO report noted a direct relationship
between the children's progress and the degree to which their
parents participated as decision makers and learners in Head Start,
although it was not clear whether parent participation caused
the children's progress or merely correlated with it. Edmund Gordon,
Head Start's first research director, has suggested that the development
of leadership potential among the poor might be an important factor
in optimizing the growth of children. Gordon pointed out a finding
in the Coleman Report that had gone relatively unnoticed-namely,
that with the exception of family background, the variable most
related to school performance was the child's sense of control
of the world he or she inhabits. How does a child's sense of control
develop? Based on modeling theory, children will believe that
they can influence their own destinies if they have the opportunity
to interact with adults who themselves have that world view.
The importance
of parent involvement, in the sense of home visits to parents,
has also been suggested by High/Scope Foundation's research. In
a followup study of disadvantaged children participating in the
Perry Preschool Program, children who received biweekly home visits
plus preschool fared better as young adults than did those who
had only had the benefit of the preschool program.
Even the
highly critical Westinghouse/Ohio report was positive on one score:
parents liked the Head Start program; more than 80 percent of
parents covered in the Westinghouse study thought their children
had improved as a result of Head Start. Positive parental attitudes
toward Head Start's effect on children take on more significance
when one considers the tendency for poor parents, especially poor
urban parents, to lose hope for their children. Thus, any program
that can raise parental aspirations will help to shape children's
accomplishments. [15]
"What difference
has Head Start made to your family?" I remember asking a Head
Start mother who approached me some years ago after a speech.
"Well, it's
simple," she said. "When my daughter used to give me pictures
she had drawn, I'd think to myself, that's the ugliest picture
I've ever seen, and wad it up and toss it in the wastebasket.
After she was in Head Start, I'd take the picture, ask her to
tell me about it, and post it proudly on the bulletin board."
As my Yale
colleague Victoria Seitz and others have suggested, there may
well be a snowball effect operating here. The parent's more positive
attitude toward the child increases the child's self-esteem, which
furthers the child's accomplishments, which in turn enhances the
parent's satisfaction with the child.
There is
considerable anecdotal evidence about the impact of Head Start
on the lives of parents themselves: in Head Start Success Stories,
79 parents relate the impact Head Start has had on their lives.
[16] One story after another
reports the experiences of parents who started who started out
without even a high school diploma, became involved as parent
volunteers in Head Start, then took on leadership roles on the
Policy Committee, and ended up getting college degrees. Ernestine
Carrasco, for example, started out as a parent volunteer in the
Carlsbad, New Mexico, Head Start in 1966. The program helped her
obtain her Graduate Equivalency Diploma (GED), and go on to get
a bachelor's degree and finally a master's degree in education.
Carrasco became a public school teacher, created the district's
first bilingual kindergarten, and in 1979 was promoted to elementary
school principal.
"When I talk
with some of these women who are Head Start's success stories,"
said Rossie Drummond Kelley, Head Start's public information director,
"they often tell me how 'those Head Start ladies' stayed on their
backs until they got involved. What happened to their kids happened
because the parents changed." [17]
Frankie
Brundage King cried when her mother told her she was going to
have another baby. According to custom in their rural Alabama
county, this meant that King, the oldest daughter, would have
to drop out of school to care for the infant. Married herself
at the age of 16, King had six children by the time she was
26. She got a job as a maid and thought that was the end of
her education and her opportunities.
But
then King started attending meetings of the Alabama Council
on Human Relations, the organization that sponsored Head Start
in Lee County, Alabama. They encouraged her to go back to school
and gave her the confidence that she could learn. King also
began working for Head Start. "She started out as a secretary
who could not type, " said Nancy Spears, Lee County Head Start
director. Due to a speech impediment, King was at first even
afraid to answer the phone.
With
the support of Spears and Head Start parents in similar circumstances,
however, King acquired secretarial skills and obtained a Graduate
Equivalency Diploma. "I went to school half a day, and worked
eight hours in the afternoon and at night for Head Start as
a clerk-typist, " said King. "It was the first job I ever had
that did not include pushing a mop or dusting a table." [18]
Empowered
by a new sense of pride, and the sense that she could make a
better life for herself and children, King enrolled in college
part-time. By the age of 37, the same year her oldest son graduated
from college, King obtained her bachelor's degree. All six of
her children completed college as well, and King is now the
human services coordinator for the Alabama Council.
Despite
numerous success stories, studies are just beginning to attempt
to quantify the impact of Head Start parent involvement on families.
One such study examined the effects of parent involvement on Head
Start parents' psychological well-being. Mothers who participated
reported fewer psychological symptoms, greater feelings of mastery,
and greater life satisfaction at the end of the program. [19]
Another study, the Head Start Family Impact Project, found
that parent involvement in a Minnesota Head Start program increased
the sense of family cohesion and adaptability, and the researchers
speculate this will eventually improve the children's performance
in school. [20]
But what
is needed is research on how participation in Head Start affects
the whole fabric of parents' lives-their employment, housing,
and overall socioeconomic status. At the same time, we need a
realistic yardstick by which to measure the effectiveness of Head
Start's parent involvement policy. Even if only l percent of the
over 10 million parents associated with Head Start over the last
26 years represent "success stories," a hundred thousand families
in this nation are as a result now leading much better lives.
More data
are also needed on the extent of parent involvement in Head Start.
Although Head Start Statistical Fact Sheets maintain that over
443,000 parents volunteered in the program in l989, or nearly
one parent for every child enrolled that year, there is little
indication of the extent of their involvement. That is, did the
parents attend one parent meeting a year, or did they volunteer
several hours a week in the classroom? The Family Impact Study
found that Head Start parent involvement ranged from 0 to 164
hours over a six-month period, averaging to less than one hour
per week.[21] And Head Start
directors report informally that parent involvement has declined
over the years.
Another missing
piece of information concerns the effects on the children enrolled
of Head Start's policy of encouraging parent employment in the
program. We know that, nationwide, over one third of Head Start
staff are parents of children who are past or present participants
in the program. But do children fare better in those Head Start
programs that employ large numbers of Head Start parents as teachers,
even when that means that few of the teachers have college degrees
in early childhood education? Or do children do better in those
programs that place a higher premium on employing early childhood
professionals, at the expense of not hiring as many Head Start
parents? In short, while few would now challenge the importance
of involving parents as employees and volunteers in Head Start,
what balance between paraprofessionals and professionals works
best for the children?
Head Start's
parent involvement has clearly had a positive effect in terms
of encouraging parents to obtain training in child development.
Under the Head Start Supplementary Training Program, by 1973 more
than 12,000 Head Start staff, many of them parents of children
enrolled, had received college training for credit and 1,000 had
received either AA. or B.A. degrees.[22]
Through the Child Development Associate (CDA) program, which
was initiated under my direction in 1972, over 30,000 Head Start
teachers and home visitors have obtained this competency-based
credential. [23]
At
first, Ophelia Brown's employment with Head Start did not seem
to represent much progress. Despite the fact that she already
had 30 college credit hours, more training than many of the
white teachers in Head Start in Miami at that time, Brown was
hired at the lowest level of teacher assistant. She was treated
like the center's domestic; she alone swept the floor, took
the children to the bathroom, and gave them baths.
Far
from being discouraged by this experience, however, Brown was
all the more determined to get enough training so she could
not be held back. Through Head Start Supplementary Training,
she got her associate's and then her bachelor's and master's
degrees in early childhood education at the University of Miami.
During this time, Brown was raising a family and working full-time
for Head Start during the day, while attending school evenings
and weekends.
"I started
as a teacher aide 1, moved up to teacher aide 2, then teacher,
then center director, then field operations supervisor, then
region director, then Head Start director, and now director
of a new combined Head Start, Youth, and Family Development
division of the Community Action Agency, " said Brown.
Over
the years, the Dade County Head Start program had gone through
many nationwide searches for directors. "They would hire Ph.D.'s
from New York to Oregon, " said Brown, "and then have me fill
in when they left. " Finally, Head Start parents petitioned
Brown to take the position, and she was hired as the Head Start
program's 19th director.
Head Start
has thus provided leadership training and career development opportunities
for thousands of Head Start parents. To date, however, Head Starts
employment and training efforts have probably been overly focused
on careers in early childhood. The goal was not to have Head Start
parents become permanent Head Start employees, according to Bessie
Draper, but to "move them up and out" of both Head Start and poverty.
Washington and Oyemade fault Head Start's parent involvement policy
for not placing more emphasis on economic self-sufficiency. "In
the final analysis," they write, the solution to poverty is jobs
and a decent income."[24] And
they argue that Head Start should place greater emphasis on programs
to help parents improve their employability.
Recent welfare
reform legislation, the Family Support Act (FSA) of 1988, requires
parents on AFDC with children over age three to be employed or
in a training program. Given the fact that nearly 60 percent of
Head Start parent are on AFDC when their children enter the program,
this legislation seems to demand that Head Start improve its linkages
with employment and training programs beyond those geared simply
to providing training in early childhood education.
Nevertheless,
at its best, I think Head Start already comes closer to embodying
the kind of two-generational approach that seems most likely to
help families overcome poverty.[25]
And Head Start's economic empowerment strategy may depend
on preserving its voluntary nature. It would be interesting to
compare the effectiveness of Head Start's parent employment and
training activities with those of the Jobs Opportunities and Basic
Skills (JOBS) program mandated through FSA. While it is likely
that a higher percentage of JOBS participants secure training
and employment, it may well be that the people who secure jobs
through Head Start find more lasting employment.
Bessie
Draper tells the story of a New York City Head Start program that
was having difficulty getting the fathers involved. So they set
up a social night for the men on Tuesday evenings.
The
leader of the group was a janitor, employed at Queens College.
The men got some lumber and built themselves a Ping-Pong table.
Then they repaired some of the furniture for the program. Then
they started talking about jobs. In New York, there's an examination
you have to take to become an "engineer, " or the equivalent
of a janitor, in a large building or institution. So the men
decided to have a study group to prepare for the entry-level
position for this occupation. As a result, several men secured
jobs and moved their families to a better place.
"The
key to this success was that it was self-motivated, " Draper
says. "If we had mandated that the men take courses one night
a week, it would have been a total flop. " But when the motivation
comes from within, people are more apt to develop a commitment
to the jobs they secure.
It is Head
Starts two-generational strategy that separates it from so many
other job-training and early intervention programs. Too often
job-training programs have focused on the parents, while placing
the children in poor-quality child care arrangements that do little
more than prepare them to be the next generation of welfare recipients.
At the same time, many early intervention programs, particularly
those based in the public schools, have focused on the children,
with little interaction with their parents. Newer programs, such
as Even Start, established by the Department of Education in 1988
and operating in 119 sites across the nation, offer adult basic
education, early childhood education, and parent-child activities.
But it is Head Start that set the trend.
New
Outlet for Parent Activism
Head Start's
parent involvement component has had an interesting side effect:
the emergence of the National Head Start Association. In 1973
Head Start directors formed a national association, and the following
year parents and staff were admitted to the organization. By 1976
the National Head Start Association (NHSA) was composed of four
groups-parents, directors, staff, and "friends" of Head Start,
with parents representing the largest component. Arvern Moore,
a former Head Start parent from Holy Springs, Mississippi, is
the current president of the organization.
The National
Head Start Association has played a central role in many of the
program's battles with Congress over the years. Relying on telephone
networks and mailgrams, and, at least in the early years, less
than an $8,000 national budget provided by private donations and
dues, the NHSA has helped win numerous appropriation increases
for Head Start as well as a major congressional victory to keep
the program out of the Department of Education.
Earlier sit-ins
and marches by Head Start parents and staff, where the goal was
broad social change and the target was the "establishment," understandably
alienated some members of Congress. Even the HEW sit-in during
my first year as OCD director, while it helped achieve the short-term
specific goal of protecting that year's budget, could not have
survived very long as an effective lobbying tactic.
The organization
of the National Head Start Association, however, lifted parent
participation into a whole new realm of political education. Developing
increasingly sophisticated lobbying-techniques, such as an elaborate
state-by-state contact list, which could reach all the congressional
committees charged with supervision of Head Start, made the NHSA
a force with which Congress-and presidents-must reckon.
The National
Head Start Association embodies both the parent education and
parent empowerment components of "maximum feasible parent participation,"
and it does so in a manner that is even palatable to conservatives.
By serving as spokespeople for Head Start's family-centered approach,
Head Start parents won over New Right leaders of the 1980s, such
as Senator Orrin Hatch of Utah and Senator Jeremiah Denton of
Alabama.
"The best
part of Head Start volunteerism is that the majority are parents
of children who are now, or who have been, enrolled in Head Start,"
wrote the erudite Senator Hatch in support of Head Start's reauthorization
bill in 1984. [26] "This
involvement appropriately highlights the role of parents as the
prime educators of preschool children."
"What I like
is Head Start's family centered nature," Senator Denton told Nancy
Spears, a fellow Alabaman and chair of NHSA's Education Information
Committee that year. Responding to the self-help message in Head
Start parent Frankie King's testimony before his committee, Senator
Denton told Spears that he "never could have made it if he had
to face as many obstacles as she had."[27]
With new
friends like Hatch and Denton, Head Start's parent involvement
policy came full circle. Once the most controversial aspect of
Head Start, parent involvement became the policy that made the
program most politically viable.
End
Notes
1. Panel
of Experts chaired by Dr. Robert Cooke, UImproving the Opportunities
and Achievements of the Children of the Poor, February 19, 1965
(Washington, D.C.: U.S. Department of Health, Education and Welfare,
Office of Child Devlopment, now available from the Administration
for Children and Families, U.S. Department of Health and Human
Services, Washington, D.C.).
2.
Midco Educational Associates, Denver, Colo., Perspectives on Parent
Participation in Project Head Start, Document no. HEW-OS-72-45
(Washington, D.C.: Department of Health, Education and Welfare,
or fice of Child Development, 1972).
3.
Urie Bronfenbrenner, interview with Susan Muenchow, December 17,
1991.
4.
Urie Bronfenbrenner, "Head Start, A Retrospective View: The Founders,"
in Project Head Start: A Legacy of the War on Poverty, ed. Edward
Zigler and Jeanette Valentine (New York The Free Press, 1979).
5.
Valora Washington and Ura Jean Oyemade, Project Head Start:
Past, Present and Future Trends in the Conteat of Family Needs
(New York and London: Garland Publishing, 1987), p. 75.
6.
Polly Greenberg, The Devil Has Slippery Shoes: A Biased Biography
of the Child Development Group of Mississippi (Washington,
D.C.: Youth Policy Institute, 1990),
p. 3.
7.
Ibid., p. 780.
8.
Bessie Draper, interview with Susan Muenchow, October 1990.
9.
Office of Economic Opportunity, Head Start Child Development
Program: A Manual of Policies and Instructions (Manual 6108),
September 1967.
10.
Office of Child Development, Project Head Start: Parent Involvement
10A-A Workbook of Training Tips for Head Start Staff (Washington,
D.C.: GPO, 1969).
11.
Draper, interview with Muenchow.
12.
Ibid.
13.
Kenton Williams, telephone interview with Susan Muenchow, January
30, 1991.
14.
Draper, interview with Muenchow.
15.
Jerome Bruner, The Relevance of Education (New York: W.
W. Norton, 1971), p. 163.
16.
CSR, Incorporated, Region V Head Start Training and Technical
Assistance Resource Center, Head Start Success Stories,
January 1990.
17.
Rossie Drummond Kelley, interview with Susan Muenchow, October
11, 1990.
18.
Frankie Brundage King, interview with Susan Muenchow, February
21, 1991.
19.
Faith Lamb Parker, Chaya S. Piotrkowski, and Lenore Peay, "Head
Start as a Social Support for Mothers: The Psychological Benefits
of Involvement," American Journal of Orthopsychiatry 57
(2 [April 1987]).
20.
Robert K. Leik, Mary Anne Chalkley, and Nancy Peterson, "Policy
Implictions of Involving Parents in Head Start," in The Reconstruction
of Family Policy , ed. E. Anderson and R. Hula (Westport,
Conn.: Greenwood Press, forthcoming).
21.
Ibid.
22.
Penelope K Trickett, "Career Development in Head Start," in
Project Head Start , ed. Zigler and Valentine.
23.
Silver Ribbon Panel, National Head Start Association, Head
Start: The Nation's Pride, A Nation's Challenge , p. 4.
24.
Washington and Oyemade, Project Head Start, p. 66.
25.
Sheila Smith, "Two-Generational Program Models: A New Intervention
Strategy," Social Policy Report 5 (1 [Spring 1991]).
26.
Sen. Orrin G. Hatch, Letter to Nancy Spears, Education Committee
Chair, National Head Start Association, December 3, 1984.
27.
Nancy Spears, interview with Susan Muenchow, February 21, 1991.
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