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Topics: Health

The Lazarus Project
Citizen Politics in a Nursing Home

The Lazarus Project: Citizen Politics in a Nursing Home,1994, is a 4-page case study, with a discussion of citizen politics and a public community model as an alternative to a professional therapeutic model that fosters dependence. Case study plus.

Case Study Plus: The Lazarus Project

Case study prepared by Harry Boyte and Nancy Kari, Center for Democracy and Citizenship, Hubert Humphrey Institute, University of Minnesota, 301 19th Avenue South, Minneapolis, MN 55455. Adopted from Dissent, December 1994.

A nursing home setting vividly illustrates how civic action can affect the basic issues that must be addressed if significant democratization of our health care system is to be achieved. Nursing homes dramatize our inability as a society to deal in public fashion with issues surrounding infirmity and death. They embody our tendency to cede authority to experts and to institutionalized services. Efforts at civic reform in nursing homes crystallize these questions and offer insights for the reintroduction of civic agency in health, more broadly.

The Lazarus Project is a four year old effort to develop an alternative to the medical and therapeutic models that typically govern decision-making structures in nursing homes. It was undertaken by The Augustana Home in partnership with Project Public Life. Augustana is a large, nonprofit Lutheran nursing home in Minneapolis which employs an administrator, 15 managers, and 500 staff members for its 370 residents. The nursing home is associated with a larger campus of 400 apartments in four adjoining high rise buildings. Augustana is a not-for-profit organization whose revenue sources are largely Medicare and Medicaid. The effort was funded through a capital campaign in 1989 that had as one of its goals to build a more "empowering community."

The Lazarus Project has sought to create an alternative "public community" model that integrates explicit civic concepts into the everyday work that staff and residents do. The Project has demonstrated that even within highly structured, hierarchical environments like nursing homes, staff, family members and frail elderly residents are willing to take on more substantial roles in decision-making and problem-solving in order to shape the environments in which they live and work. It illustrates the energy and power of public life, even where least expected.

There are immense barriers to individual and collective civic agency within the therapeutic cultures of long term care institutions. Nursing homes vary according to size, urban and rural location, and affiliation with a community or ethnic or religious tradition. Yet generally, they have a stark, institutional quality that reinforces regimentation and dependency.

In service systems like nursing homes, roles are generally categorized in two ways. Care providers' primary function is to provide services to residents. In contrast, residents (defined these days, in the language of Total Quality Management, also as "customers") are the recipients of services; their lot is to express satisfaction or grievance with services provided.

Feelings of powerlessness pervade nursing homes. Although these facilities provide long term rehabilitation for men and women who eventually return to their homes, the majority of residents are frail elders, increasingly incapacitated, who remain in residential care until they die. Augustana has traditionally been a site for retirement of relatively healthy older people and continues to have many people who are not incapacitated. But its population, like that of other homes, also has shifted in recent years toward those who are infirm and disabled. About 20 percent of current admissions are designated as "terminal," which means that the residents are expected to die within 30 days.

Against such a background, the move to a nursing home is often a traumatic life transition, perceived as a "last stop." For many, this is the first experience in institutional living. "I don't know any other institutions you would be in, other than the army, where you are as regimented as you are in a nursing home," observed Pam Hayle, Director of Therapeutic Activities at Augustana. Government regulations and traditions combine in nursing homes to constrain residents and staff alike to narrow, scripted patterns of interaction.

For many residents, this first experience in institutional living typically comes after a life dedicated to "serving others." In Augustana, 85% of the residents are women; many come from working class backgrounds, where their public work involved church, community involvement, and homemaking. A therapeutic culture sees people in terms of their needs, not their capacities; it leaves little room for residents to make contributions to the setting. The basic struggle for residents is to learn how to live within the system.

For staff, a common goal is to "empower clients," but empowerment is conceived typically in individual and psychological terms, a condition one can "give" to another. The paradox is that as caregivers seek to establish nurturing, caring relationships, their very intensity can reinforce staff control. For instance, decision-making authority about residents is typically claimed by staff members who "care" the most for residents. Staff describe how working with "my residents" fills emotional needs "to be appreciated" and "to make a difference in someone's life." The personalized and intimate quality of such relationships, in the absence of more public practices, generates an obligation on the part of the resident, who is expected to respond with appreciation.

Staff members themselves express frustration at their inability to deal effectively with increasing demands for physical and emotional care. Their own sense of powerlessness, compounded by pressures to avoid mistakes in their work, limits their ability to experiment and take risks, to recognize the necessarily messy, ambiguous nature of much public work, to imagine change or to assume new roles. Many feel overwhelmed by the needs of increasingly frail elders. More broadly, the regulatory environment emphasizes standardized, unimaginative actions. More than 600 federal and state regulations aim at "creating empowering communities." Yet the intrinsic nature of bureaucratic regulations is at odds wit h the particularities of individuals and environments; their lack of attention to context thwarts innovation and creativity.

Against such a background Lazarus Project has asked, "can staff, families, and residents learn broader civic identities and assume new roles in helping to create their environments?" At the heart of the Lazarus strategy has been a conceptual approach to leadership development, adapted from the most effective strategies in community organizing. Such an approach stresses the importance of ongoing discussion about core civic ideas, deepened and integrated as people apply them in daily work. Project Public Life has developed a framework of such concepts called "citizen politics," revolving around the central idea of citizenship as effective, public-spirited, multifaceted contribution to the work of problem-solving. Concepts include politics itself, public spaces and their difference from private environments, the diversity of interests, and power conceived as interactive and relation al.

This approach to leadership development is different from most organizing training, which stresses techniques and skills (how to chair meetings, write leaflets, put on public hearings, etc.) Teaching civic concepts develops competence in critical thinking , debate, and reflection. More subtly but perhaps most importantly, it generates the kind of robust political self-confidence that has been lost in modern life, but which is especially critical to any process of democratizing information and service environments. Skilled conceptual thinking about politics conveys the simple but transformative message that ordinary people as well as those who are credentialled as experts can think, well and seriously; it testifies that people can be theorists of their everyday experience and of the larger world.

Civic concepts are especially difficult to introduce and bring to life in a nursing home setting. The focus is on care, nurturance, and rehabilitation, not on building strategic relationships to solve common problems. Yet the introduction of civic concepts can also work dramatic change. However much against the grain, staff, family, and residents also desire a more open, public process of conversation that brings tough and difficult problems to the surface, instead of suppressing them.

A poignant example occurred early in the project, when a chaplain intern remarked to a joint committee of residents and staff that it was hard for her to see so many people die. Augustana, like most nursing homes, avoided open discussion of death. Staff had been convinced that the subject would unduly upset residents. Yet in this session an earlier discussion of the concept of public spaces as arenas for talking about difficult problems led to a breaking of the silence. Residents responded, "We know the topic is hard for the staff; that's why we don't talk about it. But to us it seems a natural part of the process of moving into a nursing home."

A dynamic conversation about death developed. Some staff thought that discuss ion of death might threaten the image that Augustana wished to project, as a place for living. But residents talked about wishing to be in charge of the process of dying, even if this meant not complying with staff expectations or rules. In response, staff spoke of their anxiety when what they thought of as "best possible care" conflicted with resident wishes.

The committee convened a large public forum to discuss death and dying, with staff, residents, and others connected to the nursing home participating. Many recommendations emerged for changes in community rituals related to death. Perhaps most importantly, the public discussions helped establish a more open process in which residents and staff alike ask questions, share stories, and discuss strug gles with dying. This greater openness has infused many staff, resident and family interactions. "There's more conversation now," said Kathryn Kading, Director of Nursing at Augustana. Ways to develop rituals and richer conversations about death and dying are now incorporated into Augustana's planning process.

In other instances, too, when people at Augustana have actively struggled with limitations they have experienced an enhanced sense of power and meaning in situations that otherwise render them helpless. For instance, the way residents and staff addressed a near-universal nursing home complaint—slow staff response to resident "call lights"—also illustrated this pattern. Grievances about response times normally result simply in unanswered demands for increased staffing. Yet in this case, residents organized public forums to discuss the use of call lights to summon help, involving staff and residents alike. The forums provided space to air varying points of view and to generate solutions that n either staff nor residents alone had imagined. Most importantly, they dealt with deeper issues for which there are no easy solutions, like feelings of dependency and overwhelming responsibilities. Talking about these led to more effective use of call lights by residents and more attentiveness by staff.

Augustana has not undergone a complete transformation in staffing, governance patterns, or resident practices as a result of the Lazarus Project. But it has seen notable changes as the community has sought to add more public dimensions. Departments such as Nursing and Therapeutic Activities now have much more open negotiations about issues like staffing patterns and hours. The Therapeutic Activities department has debated how to distribute allotments for salary increases. New staff get much more explanation of the reasons for patterns of staffing, and supervisors report higher morale. Managers such as Hayle have sought to exemplify a less personalized and cautious style of interaction, showing that one can disagree in public and still maintain respectful relationships.

More Information

Nancy Kari, Director of Faculty Relations, College of St. Catherine, 2004 Randolf Avenue, St. Paul, MN 55105. Phone: 612-690-6607; fax: 612-690-6024 Harry Boyte, Center for Democracy and Citizenship, Hubert Humphrey Institute, University of Minnesota, 301 19th Street South, Minneapolis, MN 55455. Phone: 612-625-0142; fax: 612-625-3513.

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